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Caitong Securities Co Ltd
No.15 Hangda Road
Phone: +86 57187821312p:+86 57187821312 HANGZHOU, ZHJ  310007  China Ticker: 601108601108
Business Summary
Caitong Securities Co Ltd is a China-based securities company. The Company primarily engages in wealth management, investment banking, securities asset management, securities investment, securities credit, futures, overseas securities, funds, private equity, and alternative investments. The wealth management business primarily provides securities brokerage and product sales, investment advisory, and fund custody services. The investment banking business primarily includes securities underwriting and sponsorship, mergers and acquisitions, and financial advisory services. The securities asset management business provides brokerage asset management services. The securities investment business engages in proprietary trading and market making across various securities, including stocks, bonds, and derivatives.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202512/31/2024Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice
6221 Commodity contracts brokers and dealers
6799 Investors, not elsewhere classified
6289 Services allied with the exchange of securities or commodities
7389 Business services, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Acting General Manager QichengZhang 56 9/6/2024 7/1/2022
Chief Financial Officer YingZhou 52 3/10/2023 3/10/2023
Chief Operating Officer LinhuiWu 51 7/1/2017 7/1/2017
12 additional Officers and Directors records available in full report.

General Information
Number of Employees: 5,026 (As of 12/31/2023)
Outstanding Shares: 4,643,762,406 (As of 9/30/2025)
Shareholders: 130,528
Stock Exchange: SHA
Fax Number: +86 57187823288


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Friday, October 31, 2025