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Capital Securities Corp Ltd
Phone: +86 1084976608p:+86 1084976608 BEIJING, BEJ  100029  China Ticker: 601136601136
Business Summary
Capital Securities Corp Ltd is a China-based company mainly engaged in financial business. The Company operates six segments. Investment Business segment includes fixed income investment trading, equity securities investment, new third board market making business and alternative investment business. Asset Management Business segment includes collective asset management business, single asset management business and special asset management business. Retail and Wealth Management Business segment mainly includes securities brokerage business, credit business and futures business. Investment Banking Business segment includes stock recommendation and underwriting business, bond underwriting business, asset securitization and financial consulting business. The Company also operates Structured Entity segment and Supporting Businesses segment.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023Yes----

Industries
SIC Code Description
6799 Investors, not elsewhere classified
6282 Investment advice
6211 Security brokers, dealers, and flotation companies
6726 Unit investment trusts, face-amount certificate offices

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board JinsongBi 59 4/11/2024 2/1/2011
Chief Accounting Officer HongguangTang 55 11/1/2021 11/1/2021
Chief Information Officer JinsongFu 58 6/1/2019 6/1/2019
11 additional Officers and Directors records available in full report.

General Information
Number of Employees: 1,757 (As of 12/31/2023)
Outstanding Shares: 2,733,333,800 (As of 9/30/2024)
Shareholders: 77,120
Stock Exchange: SHA
Fax Number: +86 1081152008


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Monday, December 2, 2024