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Aethlon Medical Inc
11555 Sorrento Valley Road, Suite 203
Phone: (619) 941-0360p:619 941-0360 SAN DIEGO, CA  92121  United States Ticker: AEMDAEMD
Business Summary
Aethlon Medical, Inc. is a clinical-stage medical device company. The Company is focused on advancing the Hemopurifier (HP), a clinical-stage immunotherapeutic device intended for applications in cancer, life-threatening viral infections, and organ transplantation and other areas of significant unmet needs. In pre-clinical studies, the Hemopurifier has exhibited the capacity to remove harmful extracellular vesicles (EVs) and enveloped viruses from biological fluids, utilizing its proprietary lectin-based mechanism. These extracellular vesicles have been implicated in disease processes such as immune suppression and metastasis in cancer as well as in the progression of severe life-threatening infectious diseases. The United States Food and Drug Administration (FDA) has designated the Hemopurifier as a Breakthrough Device for the treatment of individuals with advanced or metastatic cancer who are unresponsive to or intolerant of standard of care therapy.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-Yes---

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/20253/31/2025YesYes---

Industries
SIC Code Description
3826 Laboratory analytical instruments
3845 Electromedical and electrotherapeutic apparatus
8731 Commercial physical and biological research

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Independent Chairman of the Board Edward G.Broenniman 88 10/30/2020 3/10/1999
Chief Executive Officer, Chief Financial Officer, Director James B.Frakes 68 10/3/2024 1/1/2008
Chief Medical Officer Steven P.Larosa 58 2/1/2023 1/4/2021
3 additional Officers and Directors records available in full report.

Business Names
Business Name
AEMD
Aethlon Medical Australia Pty Ltd
Aethlon Medical Australia Pty Ltd.
Aethlon Medical, Inc.

General Information
Number of Employees: 9 (As of 6/26/2025)
Outstanding Shares: 973,213 (As of 1/14/2026)
Shareholders: 49
Stock Exchange: NASD
Federal Tax Id: 133632859
Fax Number: (619) 941-0361


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Tuesday, February 3, 2026